Alpaca

201-500 employees
34 jobs posted

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Brokerage Operations Associate I - ACATS

Added

6 days ago

Location

🌍 North America

Type

Full time

Salary

Salary not provided

Related skills

finra dtc acats dtcc nscc

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📋 Description

Process daily incoming and outgoing ACATS within timelines
Validate client info, contra accounts, asset eligibility
Handle DTC / FOP transfers and nonstandard types
Identify irregularities and apply correct reject paths
Coordinate with contra firms and transfer agents
Run mass transfers and conversions, internal or external

🎯 Requirements

2+ years ACATS experience with industry portals
Knowledge of NSCC/DTCC rules and FINRA Rule 11870
Back-office ops knowledge: DTC, FOP, Fund/SERV, contra formats
Identify irregularities and outline corrective actions
Strong written/verbal communication; remote work with tight cutoffs
Basic SQL, Metabase or similar query tools

🎁 Benefits

Competitive Salary & Stock Options
Health Benefits
New Hire Home-Office Setup: USD 500
Monthly Stipend: USD 150 via Brex Card

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