Director - Futures Commission Merchant (FCM)

📋 Description

• Regulatory Governance & Mandatory Reporting: design, implement, and maintain a compliance
• Prediction Market & Trade Surveillance: establish market surveillance to detect manipulation
• Financial Crimes, AML & Customer Onboarding: oversee AML, KYC, CIP policies; direct sanctions
• Operations, Product & Technical Integration: collaborate with Product/Engineering/Operations to

🎯 Requirements

• 5+ years senior compliance experience within CFTC-regulated entity or financial regulatory body.
• Deep understanding of CEA, CFTC regs, NFA rules, and derivatives market structures.
• Hands-on experience designing compliance monitoring, AML/KYC workflows, and market surveillance.
• Preferred: FCM Chief Compliance Officer qualification under 17 CFR § 3.3.
• Bachelor’s in Finance, Business, Law, or related field (JD/Master’s preferred).

🎁 Benefits

• Competitive salary
• 401(k) with employer match
• Health, dental, vision, and life/disability insurance
• Hybrid work setup and flexible hours
• Internal mobility and growth opportunities
• Regional benefits vary; details from talent acquisition