Head of Compliance (Licensing/ FX brokerage)

Added
1 hour ago
Type
Full time
Salary
Salary not provided

Related skills

kyc gdpr aml licensing mlro

📋 Description

  • Lead the global compliance framework and licensing lifecycle with international regulators.
  • Review trading instruments and materials to mitigate copy trading risks.
  • Monitor abnormal trading behaviors (arbitrage, latency) with Risk and Trading teams.
  • Develop SOPs, support external audits, and ensure GDPR/PDPA data protection compliance.

🎯 Requirements

  • Bachelor’s degree in Law, Finance, Risk Management, or related field.
  • 3 to 10 years of hands-on compliance experience in trading, brokerage, or fintech.
  • Familiarity with major regulatory regimes (e.g., ASIC, FCA, CySEC, MAS).
  • Professional certifications (ICA, CAMS) are highly preferred.
  • Strong problem-solving and stakeholder management skills.
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