Lead global compliance framework and licensing lifecycle; liaison with regulators.
Implement AML/KYC policies, monitor transactions, perform MLRO duties.
Review instruments and marketing to mitigate copy trading and automation risks.
Monitor abnormal trading (arbitrage, latency abuse) with Risk/Trading teams.
Develop SOPs, support audits, ensure GDPR and PDPA compliance.

🎯 Requirements

Bachelor’s degree in Law, Finance, Risk Management, or related discipline.
3-10 years of hands-on compliance experience in trading/brokerage/fintech.
Familiarity with at least one regime (ASIC, FCA, CySEC, MAS).
Certifications such as ICA or CAMS preferred.
Balance regulatory adherence with growth; strong problem-solving and stakeholder skills.

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