Head of Compliance (Licensing/ FX brokerage)

📋 Description

• Lead global compliance framework and licensing lifecycle; liaison with regulators.
• Establish AML/KYC policies; monitor transactions; perform MLRO duties.
• Review trading instruments and marketing materials to mitigate risks.
• Monitor abnormal trading (arbitrage/latency) with Risk and Trading teams.
• Develop internal SOPs; support external audits; ensure GDPR/PDPA compliance.

🎯 Requirements

• Bachelor's degree in Law, Finance, Risk Management, or related discipline.
• 3-10 years in compliance within trading platforms, brokerage, or fintech.
• Familiarity with one major regulatory regime (ASIC/FCA/CySEC/MAS).
• Certifications such as ICA, CAMS preferred.
• Balance compliance with business growth; strong problem-solving and stakeholder mgmt.