Broker Dealer Operations, Associate

📋 Description

• Execute daily trade, position, balance, and cash reconciliations between internal records and
• Support customer account onboarding and maintenance activities, including documentation review
• Process inbound and outbound securities transfers, including ACATs, from initial intake and
• Monitor operational alerts, queues, and exceptions, prioritizing issues according to customer and
• Collaborate with Engineering, Product, Trading, Customer Experience, Compliance, Finance, and
• Support corporate action processing by reviewing event notifications, monitoring critical

🎯 Requirements

• 2+ years of experience in financial services operations, brokerage operations, clearing and
• Working knowledge of the U.S. equities trade lifecycle, including order processing, settlement
• Demonstrated experience investigating data breaks, reconciliation discrepancies, operational
• Ability to consistently follow established procedures in a regulated environment while exercising
• Familiarity with clearing platforms such as Apex Clearing or equivalent brokerage systems.
• Working knowledge of Jira, SQL, workflow automation tools, or similar technologies used in

🎁 Benefits

• Annual base salary: $121,410–$127,800 USD, excluding equity and bonus.
• Total compensation may also include equity and bonus eligibility.
• Medical, dental, and vision plans with employee contribution support.
• Health Savings Account (HSA) with company contributions each pay period.
• Disability and life insurance.
• 401(k) plan with company matching.