Brokerage Client Service Associate

Added
29 days ago
Location
Type
Full time
Salary
Salary not provided

Related skills

api kyc finra brokerage operations regulatory compliance

📋 Description

  • Serve as first contact for client and broker service needs.
  • Answer brokerage questions across account services, trading, transfers, and funding.
  • Submit and process operational requests (order entry, account maintenance, distributions, and journals).
  • Collaborate with internal teams to resolve client issues.
  • Assist customers with API usage questions, navigation, and troubleshooting.
  • Support ad hoc projects and operational initiatives.

🎯 Requirements

  • Excited about Alpaca’s mission.
  • 1-2 years of securities industry experience.
  • FINRA Series 7 license or eligibility within 6 months.
  • Strong attention to detail, accuracy, and reliability in a fast-paced environment.
  • Strong written and verbal communication skills.
  • Experience with FINRA, Federal, and SEC regulations.

🎁 Benefits

  • Competitive salary and stock options.
  • Health benefits.
  • One-time USD 500 home-office setup.
  • Monthly USD 150 stipend via Brex Card.
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