Brokerage Operations Associate II - New Accounts Principal

📋 Description

• Process and support day-to-day accounts workflow throughout the account lifecycle; onboarding
• Fully own escheatment and abandoned property operations
• Fully own monthly statement and trade confirmation review
• Execute legacy cleanup and data hygiene projects to meet compliance with CIP requirements
• Work through spreadsheets, exports, and operational lists to identify issues, find patterns, and
• Query databases at an operations level to identify and scope cleanup work, batch remediation, and

🎯 Requirements

• Active FINRA Series 7 registration
• 3+ years of brokerage or financial services operations experience in one or more of: new accounts
• Strong Excel or Google Sheets skills and comfort working from large lists, exports, and
• Understanding of databases, tables, fields, and how data connects for direct operational data
• Comfortable working independently and able to take clear direction when available or interpret
• Strong follow-through and ownership of assigned queues and projects

🎁 Benefits

• Competitive Salary & Stock Options
• Health Benefits
• New Hire Home-Office Setup: One-time USD $500
• Monthly Stipend: USD $150 per month via a Brex Card