Chief Compliance Officer, Cash App Investing

📋 Description

• Lead the Cash App Investing compliance program, including policies, procedures, controls
• Maintain and enhance written supervisory procedures, supervisory controls, escalation routines, and
• Advise Product, Engineering, Operations, Marketing, Legal, and business leaders on investing
• Oversee core broker-dealer compliance obligations, including communications review, complaints
• Lead or support FINRA, SEC, state, and other regulatory exams, inquiries, responses, remediation
• Partner with Financial Crimes Compliance on AML, suspicious activity monitoring, investigations

🎯 Requirements

• 10+ years of compliance experience, including significant experience in broker-dealer, securities
• Deep knowledge of FINRA and SEC requirements applicable to retail broker-dealers and digital
• Experience serving in a senior compliance, chief compliance officer, deputy CCO, or comparable
• Experience managing regulatory exams, regulatory inquiries, remediation plans, and regulator
• Strong understanding of supervisory controls, written supervisory procedures, communications
• Experience advising product, engineering, operations, legal, and business teams on regulated

🎁 Benefits

• Remote work
• Medical insurance
• Flexible time off
• Retirement savings plans
• Modern family planning
• Pay range: $217,800 - $326,800 USD