Compliance Associate - Financial Services

📋 Description

• Undertake compliance monitoring across conduct, inside information, and desk-based reviews.
• Lead internal investigations with objectivity and confidentiality.
• Partner with compliance leaders across EMEA/Asia for registrations and training.
• Manage OBAs, personal account dealing, and employee trading.
• Collaborate with stakeholders to enforce regulatory standards and policies.
• Support governance across multiple regions and regulatory frameworks.

🎯 Requirements

• 2+ years in financial services within compliance, risk, or related control function.
• Strong attention to detail in regulated environments.
• Effective time management, able to manage multiple priorities and deadlines.
• Proactive and inquisitive, with ability to identify improvement opportunities.
• Strong stakeholder management across varying seniority levels.

🎁 Benefits

• Core Benefits: Discretionary bonus, pension, health, life, and critical illness cover.
• Mental Health: CareFirst, Unmind, Aviva consultations, in-house first aiders.
• Family-Friendly: Maternity, adoption, shared parental leave, paid leave for sickness, fertility treatment, menopause, bereavement.
• Holiday Flexibility: 5 weeks annual leave with option to buy/sell holiday days.
• Continuous Learning: 40 hours of training annually plus a dedicated business coach from day one.