Added
5 hours ago
Type
Full time
Salary
Salary not provided

Related skills

compliance risk fca regulatory compliance ucits
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πŸ“‹ Description

  • Compliance advice and guidance on UK product development, management and distribution
  • Regulatory change projects with compliance oversight and support
  • Advising Marketing and Distribution on promotion and distribution of funds
  • Reviewing marketing materials for financial promotion and disclosure
  • Assessing new product propositions to balance customer outcomes and risk
  • Monitor regulatory developments and advise on emerging risks

🎯 Requirements

  • Experience in financial services compliance, ideally asset/fund management
  • Strong knowledge of UK rules for UCITS, AIFs and pension funds
  • Understanding of UK financial promotion, marketing and disclosure rules
  • Ability to interpret FCA rules practically and commercially
  • Ability to provide clear, risk-based stakeholder advice
  • Strong communication, presentation skills and stakeholder relationship abilities

🎁 Benefits

  • Annual bonus and share schemes
  • Generous pension contribution
  • Life assurance
  • Healthcare plan for permanent employees
  • 25+ days holiday plus buy/sell option for holidays
  • Discounts on products and at high street stores
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