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1 hour ago
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Full time
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Related skills

compliance risk asset management fca regulatory compliance

📋 Description

  • Provide compliance advice on UK funds development and distribution
  • Support product oversight for UK collective and pension funds
  • Engage in regulatory change and business projects
  • Advise Marketing on promotion and disclosure rules
  • Review marketing materials for financial promotion compliance
  • Identify risks and ensure fair customer outcomes

🎯 Requirements

  • Experience in financial services compliance
  • UK regulatory knowledge: UCITS, AIFs, pension funds
  • Understanding of UK financial promotion rules
  • Ability to apply FCA rules practically
  • Stakeholder communication and relationship-building
  • Analytical mindset balancing regulation with business

🎁 Benefits

  • Annual bonus and share schemes
  • Generous pension contribution
  • Life assurance
  • Healthcare plan (permanent employees)
  • 25+ days holiday plus public holidays
  • Flexible working options including part-time
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