Compliance - Market Surveillance Analyst

📋 Description

• Real-time monitoring to detect market abuse and ensure fair price discovery.
• Monitor margin requirements and position limits in real time.
• Use surveillance tools to flag anomalies and escalate.
• Conduct post-trade reviews and forensic analysis.
• Investigate violations and draft reports for leadership.
• Ensure compliance with SEC, CFTC, FINRA and internal policies.

🎯 Requirements

• Bachelor's Degree in Economics, Finance, Math or JD.
• 4+ years in Compliance in financial services.
• Experience in Derivatives or Prediction Markets.
• Experience in Tradfi or Crypto space.
• Familiarity with trade surveillance platforms.
• Flexibility to work weekends/evenings as needed.

🎁 Benefits

• Competitive salary.
• Generous annual leave and work anniversaries.
• 401(k) plan with employer match.
• Health, dental, vision, and life/disability insurance.