Compliance Monitoring Analyst

📋 Description

• Sales Practice Surveillance: review front-office interactions for compliance.
• Best Execution Oversight: analyze trade data for best client outcomes.
• Suitability & Appropriateness testing: verify client risk alignment.
• Thematic reviews: investigate findings and advise remediations.
• Policy Evolution: update Best Execution and Product Governance.
• Referral review: ensure referrals into EPEU meet requirements.

🎯 Requirements

• Bachelor’s degree.
• 2–5 years in a financial services firm.
• English language proficiency.
• Strong analytical skills.
• Awareness of MiFID regulations.
• Attention to detail and deadline management; highly organized.

🎁 Benefits

• Competitive starting salary with annual discretionary bonus.
• Dedicated mentorship from experienced managers.
• Cutting-edge technology and tools.
• Clear, accelerated career progression paths.
• Dynamic and supportive culture and teamwork.
• Generous benefits package including health care.