Compliance Officer

📋 Description

• Primary POC/SME for Altruist Advisors, SEC-registered RIA.
• Own the IAR lifecycle from onboarding to offboarding.
• Build-out and scale the RIA compliance program; develop policies.
• Form ADV prep, maintenance, and timely amendments (Parts 1/2A/2B).
• Partner with Product on compliance input for the corporate RIA offering.
• Marketing review: approve IAR materials under the SEC Marketing Rule.

🎯 Requirements

• 5+ years of hands-on investment adviser compliance experience.
• Bachelor's degree in a relevant field.
• Regulatory expertise: Advisers Act, SEC Marketing Rule; Form ADV.
• Series 65/66, Series 7, Series 24 preferred; willing to obtain.
• Cross-functional collaboration across Compliance, Legal, Ops, Product.
• Ownership mindset: end-to-end program ownership as senior IC.

🎁 Benefits

• Office spaces in Culver City, SF, and Dallas.
• Equity for eligible positions.
• Premium health, dental, and vision insurance (HMO/PPO).
• 401(k) with a 4% match and immediate vesting.
• 16 weeks paid parental leave after one year.
• One month work-from-anywhere policy.