Compliance Officer, Oversight

📋 Description

• Execute second-line quality assurance testing procedures across various risks, including customer
• Identify critical risks to the business through quality assurance testing and partner with first
• Contribute to the operational efficiency, planning, and execution of new and existing quality
• Support development of quarterly reporting on compliance program performance and deliver to
• Deliver training to teams as part of uplifting oversight methodology and proper control adherence
• Contribute to customer oversight reviews to identify risks and assess corresponding mitigating

🎯 Requirements

• 1-3 years experience in a role within a second line compliance team, oversight function, and/or
• Analytical thinker and problem-solver with ability to be meticulous and detail-oriented to draft
• Keen eye and passion for identifying risks while thoughtfully crafting remediation plans to
• Strong communicator able to adjust style and tone of communication, both verbally and in writing
• Self-starter able to project manage multiple initiatives concurrently that uplift the compliance
• Comfortable and confident being the primary contact within the region, representing the team's

🎁 Benefits

• Annual base salary range $110,000 - $145,000
• Equity (RSUs)
• 401(k)
• Health, dental, vision insurance