Compliance Operations Officer

📋 Description

• Regulatory advisory & support: point of contact for policy & technical queries.
• Onboarding oversight: review KYC/AML checks & client onboarding.
• Policy governance: maintain & improve Compliance Manual & procedures.
• Regulatory engagement: respond to ASIC/AUSTRAC requests & audits.
• Controls testing & risk assessment: assist audits and drive remediation.
• Compliance registers & board reporting: maintain breaches/incidents & data-driven reports.

🎯 Requirements

• Industry experience: 2-4 years in compliance/regulatory roles in financial markets.
• Regulatory expertise: ASIC, AML/CTF Act, derivative-reporting obligations.
• Operational know-how: onboarding workflows, trading systems, compliance tools.
• Analytical mindset: detail-oriented, data-driven improvements under pressure.
• Communication & stakeholder management: engage regulators/auditors effectively.
• Education & credentials: Bachelor’s in finance/law or related; compliance certs welcomed.

🎁 Benefits

• Competitive Salary: salary aligned with skills and value.
• Work-Life Harmony: supportive of life outside work.
• Generous Time Off: annual leave for recharge.
• Employee Referral Program: rewards for referrals.
• Comprehensive Health Benefits: medical insurance, location-specific perks.
• Workation: 30 extra days to work remotely from anywhere (restrictions apply).