Compliance Technology Associate

📋 Description

• Draft, update, and version-control compliance policies and filings.
• Maintain documentation under CFTC 38.1051 and 39.18.
• Track penetration, vulnerability, and controls testing schedules.
• Coordinate annual and special system safeguards reviews and audits.
• Act as liaison between Compliance and Technology on safeguards docs.
• Monitor regulatory developments and flag changes for the program.

🎯 Requirements

• Direct experience with CFTC regulatory compliance for registered DCMs and DCOs.
• Working knowledge of CFTC Regulations 38.1051 and 39.18, including docs, tests, and notices.
• Ability to own compliance workflows end-to-end, including audits and remediation tracking.
• Strong written skills; produce precise regulatory filings without heavy edits.
• Ability to translate regulatory requirements for engineering and product teams.
• Comfort in a fast-moving environment with shifting priorities.

🎁 Benefits

• Competitive salary & equity
• Unlimited PTO
• Full Health, Vision, & Dental coverage
• 401k match
• Hardware setup: new MacBook Pro, big display, & accessories