Director, Compliance Product Advisory

📋 Description

• Provide compliance and risk management input throughout the entire design, development, and
• Develop creative solutions that allow the business to innovate while still maintaining consumer
• Provide product and compliance subject matter expertise to Upgrade issue management teams
• Work with the Product Legal team to evaluate and identify proper solutions to manage risk.
• Evaluate regulatory risk, both existing and potential regulatory changes, within a given product
• Supply guidance during the development and review of various company-wide compliance policies and

🎯 Requirements

• 10+ years of consumer financial services compliance experience
• Experience in mortgage, HELOC, or dedicated home improvement lending is required
• Experience with Credit Cards products are a plus
• Effective negotiation skills, a proactive and “no surprises” approach in communicating issues, and
• Ability to execute in a fast-paced, technology-driven environment
• Ability to analyze risk trends at a macro level, identifying signs of changing risk levels and/or

About the Role:

• Competitive salary and stock option plan
• Paid coverage of medical, dental, and vision insurance
• Flexible PTO
• Opportunities for professional growth and development within a rapidly expanding transformation team
• Paid parental leave
• Health & wellness initiatives