Added
2 days ago
Type
Full time
Salary
Salary not provided

Related skills

compliance derivatives regulatory nfa cftc

πŸ“‹ Description

  • Advise product and business teams on CFTC implications before new features ship, not after
  • Draft and negotiate customer-facing FCM agreements, disclosures, and related documentation to
  • Prepare responses to CFTC and NFA regulatory inquiries and examinations, coordinating across Legal
  • Draft comment letters, no-action requests, and interpretive submissions on matters affecting the
  • Track CFTC enforcement actions, rulemaking, and NFA notices to surface emerging risks and translate
  • Advise on FCM policies and procedures covering segregation, net capital, margin, and customer

🎯 Requirements

  • J.D. and active U.S. bar membership
  • 3–7 years of FCM-focused legal or compliance experience, either in private practice, at a
  • Deep working knowledge of the Commodity Exchange Act, CFTC regulations, and NFA rules, particularly
  • Demonstrated ability to write clearly and persuasively β€” comment letters, no-action requests, and
  • A track record of being brought into business and product decisions early, not used as a
  • Direct experience with CFTC examination or enforcement processes

🎁 Benefits

  • Competitive salary & equity
  • Unlimited PTO
  • Full Health, Vision, & Dental coverage
  • 401k match
  • Hardware setup: new MacBook Pro, big display, & accessories
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