Added
6 hours ago
Type
Full time
Salary
Salary not provided

Related skills

security compliance legal aml finra

πŸ“‹ Description

  • Provide practical, business-oriented legal advice on the design, development, and implementation of
  • Lead legal reviews of product designs, marketing materials, customer onboarding processes, and
  • Advise internal teams on U.S. broker-dealer regulation, securities laws, digital assets, payments
  • Monitor developments from regulatory and self-regulatory bodies, including the SEC, FINRA, CFTC
  • Support regulatory engagement and communications with government agencies and self-regulatory
  • Draft, review, and negotiate agreements, disclosures, policies, procedures, and other legal

🎯 Requirements

  • J.D. degree or foreign equivalent, with active membership in at least one U.S. state bar.
  • 5–7+ years of legal experience, including at least 3 years focused on U.S. broker-dealer regulation
  • Strong knowledge of the Securities Exchange Act of 1934, applicable regulations, FINRA rules, and
  • Familiarity with U.S. cryptoasset regulatory frameworks and the roles of agencies and requirements
  • Significant experience advising fintech companies or financial institutions, ideally within a
  • Demonstrated ability to provide strategic, commercially practical legal advice while operating

🎁 Benefits

  • Competitive salary and stock options.
  • Health benefits to support employee well-being.
  • $500 one-time home-office setup allowance for new hires.
  • $150 monthly stipend provided through a Brex Card.
  • Opportunity to work within a globally distributed, remote-first environment.
  • Exposure to innovative financial products spanning brokerage, digital assets, payments, and related
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