Manager - Compliance (PMS)

Added
15 days ago
Type
Full time
Salary
Salary not provided

Related skills

compliance internal audit aml dpdp risk control
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๐Ÿ“‹ Description

  • Ensure compliance with applicable PMS regulations, including onboarding, online offerings, approval
  • Manage compliance requirements related to the distribution of financial products and wealth
  • Oversee compliance for app- and web-based offerings, including the Digital Personal Data Protection
  • Monitor the establishment and functioning of Risk Control and Internal Audit functions, ensuring
  • Manage Anti-Money Laundering (AML) compliance, transaction surveillance, and related monitoring

๐ŸŽฏ Requirements

  • CA / CS / MBA or equivalent professional qualification.
  • 4-5 years of relevant experience in the securities market, preferably in Asset Management or
  • Strong understanding of applicable regulatory frameworks, compliance monitoring, and risk control
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