Principal Operations Officer

📋 Description

• Own the end-to-end operational lifecycle for Atomic Brokerage: clearance and settlement, corporate
• Serve as a designated supervisory principal for operations functions; write, maintain, and defend
• Support FOCUS reporting and net capital compliance by maintaining clean operational data and timely
• Partner with engineering to identify automation opportunities across reconciliations, exception
• Collaborate with the FinOp, compliance, and legal teams on regulatory filings, exam readiness, and
• Help shape the operational design and control environment as the business scales: building

🎯 Requirements

• Active Series 27, 24, 63 license
• 5+ years of progressive experience in broker-dealer operations, including leadership of an
• Direct experience with clearance and settlement, and with NSCC and DTC processes, at a
• Experience owning corporate actions, and daily books-and-records reconciliations
• Working knowledge of net capital, customer protection (15c3-3), and FOCUS reporting, and how
• Ability to write and maintain supervisory procedures for operations functions and to defend them in

🎁 Benefits

• Experience with InteliClear or a comparable clearing and books-and-records platform
• Familiarity with securities lending, repo, options, or margin operations
• Experience working with engineering teams to automate reconciliations, exception queues, and
• Bonus for other licenses including Series 4, 57, 79, 6, other