Registered Client Associate

📋 Description

• Provide professional customer service supporting client satisfaction.
• Adhere to Branch, Firm and Compliance policies.
• Review, maintain and process account documents; inform FA of activities.
• Assist FA with comprehensive financial plans for clients.
• Enter orders to include buy/sell stock and bond trades, options and funds.
• Provide administrative support and other duties as assigned by FA/Branch Manager.

🎯 Requirements

• SIE and FINRA Series 7; Series 66/63/65 or licensing ability.
• Knowledge of stocks, bonds, margin, options and funds.
• Experience as Registered Client Associate preferred.
• Post-secondary education preferred.
• Solid tech skills: Word, Excel, Outlook; Thomson ONE/Envestnet/CRM.
• Excellent communication and client service skills.

🎁 Benefits

• Medical, Dental and Vision
• Company 401(k) and ESOP contribution
• Generous sick, vacation, and maternity/parental leave
• Paid holidays
• Tuition Reimbursement ($15,000 lifetime cap)
• Charitable gift-matching program