Regulatory Compliance Officer

📋 Description

• Support CCMENA’s daily regulatory compliance obligations under its UAE CMA Category 1 licence
• Monitor regulatory developments, assess their impact on the business, and maintain the Regulatory
• Maintain the Regulatory Obligations Register and regulatory calendar, tracking licence conditions
• Prepare and coordinate regulatory submissions, filings, and correspondence, ensuring accuracy
• Review and update compliance policies and internal procedures to reflect regulatory changes and
• Support compliance monitoring reviews, document findings, and maintain remediation trackers

🎯 Requirements

• 3 years of relevant experience in regulatory compliance within a regulated brokerage, investment
• Working knowledge of the UAE CMA or DFSA regulatory framework.
• Understanding of securities dealing, international brokerage, OTC derivatives, CFDs, and spot FX
• Experience preparing regulatory submissions, maintaining compliance registers, and managing
• Ability to interpret regulatory requirements, assess their business impact, and translate them into
• Experience supporting compliance monitoring, policy reviews, management reporting, and remediation

🎁 Benefits

• Competitive Salary
• Work-Life Harmony
• Generous Time Off
• Employee Referral Program
• Comprehensive Health Benefits
• Workation Wonderland