Senior Brokerage Operations Associate (Canada)

Added
12 days ago
Type
Full time
Salary
Salary not provided

Related skills

custody settlement clearing brokerage operations kyc/aml

๐Ÿ“‹ Description

  • Get ready to open: figure out how we open and maintain accounts, process trades, and hold client
  • Work with partner brokers: define how a partner firm and ACCC split the work on accounts, trades
  • After the trade: settlement in Canada (through CDS), trades that fail to settle, and corporate
  • Registered accounts and tax: TFSA, RRSP, RESP, and similar accounts
  • The day after launch: written steps for daily work, checks that our records match the custodian and
  • Building Canada: clear handoffs between product, engineering, and operations teams

๐ŸŽฏ Requirements

  • 10+ years deep, hands-on Canadian brokerage operations experience at a CIRO dealer, carrying
  • Fluent in the plumbing: clearing / settlement, custody, CDS / CDSX (or equivalent), fails, corp
  • Demonstrated depth in at least two of: clearing / settlement; custody & asset servicing; books
  • Regulatory-literate (CIRO / provincial securities / CSA context). You design operable controls, and
  • Builder: you've redesigned and shipped process + tooling changes that stuck, not only run BAU
  • Practical with automation and AI (workflow automation, rules engines, RPA, or AI-assisted ops). You

๐ŸŽ Benefits

  • Competitive Salary & Stock Options
  • Health Benefits
  • New Hire Home-Office Setup: One-time USD $500
  • Monthly Stipend: USD $150 per month via a Brex Card
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