Senior Compliance Manager, Tokenized Securities Venue (Americas)

📋 Description

• Own the compliance program for the venue's SEC exemption, including tracking each condition
• Manage the venue's public notice: review revisions, control versions, and make sure the notice
• Run the issuer notice process from start to finish, including tracking delivery, handling
• Track and monitor TSV limits on an ongoing basis, including per-stock and volume limits against
• Oversee participant onboarding and ongoing wallet maintenance and monitoring, including KYC/KYB
• Report to the OKXICE LLC Board of Managers and to Americas Compliance leadership, and manage and

🎯 Requirements

• 8+ years of compliance experience at a broker-dealer, exchange, alternative trading system (ATS) or
• Working knowledge of the federal securities laws that apply to trading venues, such as Regulation
• Experience building or running compliance programs under regulatory conditions, exemptive relief or
• Familiarity with how blockchain-based trading works, including self-custodied wallets, smart
• Strong drafting skills, with experience turning complex technical or legal detail into clear public
• Sound judgment and the ability to work with Product, Engineering and Legal teams across time zones.

🎁 Benefits

• Competitive total compensation package
• Various team building programs and company events
• Wellness and meal allowances
• Comprehensive healthcare schemes for employees and dependants
• More that we love to tell you along the process!