Senior Counsel, Securities

Added
15 days ago
Type
Full time
Salary
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Related skills

sec filings regulatory compliance rule 10b5-1 form 10-q form 10-k
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πŸ“‹ Description

  • Lead the preparation, review and filing of SEC reports and disclosures, including Forms 10-Ks, 10-Qs, 8-Ks, Registration Statements, and other security filings.
  • Assist in the preparation of proxy statements and coordinate stockholders meetings.
  • Advise on insider trading policies, pre-clearance procedures, trading windows and Rule 10b5-1 plans.
  • Review Section 16 filings (Form 3, 4, and 5 filings).
  • Provide legal support to Investor Relations, Communications, and Marketing on external communications, ensuring Regulation FD compliance.
  • Monitor developments and best practices regarding securities laws and deliver training to employees on relevant topics.

🎯 Requirements

  • Juris Doctor (J.D.) degree from an accredited law school
  • Active bar membership in at least one US state; eligibility to obtain in-house counsel status
  • 5-8+ years of securities law experience at a nationally/internationally recognized law firm or US public company
  • Strong knowledge of the Securities Act of 1933, the Securities Exchange Act of 1934, related SEC rules and Nasdaq listing rules
  • Excellent written and verbal communication skills
  • Highly organized, detail-oriented, able to manage multiple projects under tight deadlines

🎁 Benefits

  • Medical, dental, and vision insurance - 100% paid for by CoreWeave
  • Company-paid Life Insurance
  • Short and long-term disability insurance
  • Flexible Spending Account
  • Health Savings Account
  • 401(k) with a generous employer match
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