Senior Director, Global Controls and Obligations Management

Added
22 days ago
Type
Full time
Salary
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Related skills

risk management governance regulatory reporting controls testing regulatory exams

📋 Description

  • Lead global framework for obligations across jurisdictions and entities into governance and controls.
  • Design and implement key controls; build scalable testing with methodology and evidence.
  • Engage with third parties (auditors, consultants, providers) on control design and oversight.
  • Design and deliver global regulatory reporting governance with ownership, documentation, and escalation.
  • Support regulatory exams, audits, RFIs by coordinating responses and regulator-ready docs.
  • Lead, coach, and develop a high-performing team with cross-functional partnership.

🎯 Requirements

  • 15+ years designing and managing complex controls in regulated financial services.
  • Law degree, with 15+ years of legal practice experience.
  • Experience translating regulatory requirements into operational controls, governance.
  • Experience interacting with regulators, including RFIs, exams, audits.
  • Experience building regulatory reporting governance and controls testing.
  • Proven ability to lead high-performing cross-functional teams.
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