VP, FCM, Tokenization & Stablecoin Compliance Officer

📋 Description

• Build and lead the compliance function supporting DriveWealth’s FCM registration, NFA membership
• Manage and re-prioritize team workloads across FCM, prediction market, and stablecoin/tokenization
• Review and approve detailed reports and surveillance investigations prepared by staff covering
• Advise business units on CFTC, NFA, and applicable state and federal digital asset regulatory
• Design, implement, and maintain effective compliance frameworks aligned with CFTC, NFA, state money
• Oversee the development and maintenance of Written Supervisory Procedures (WSPs) for FCM

🎯 Requirements

• Bachelor’s Degree; J.D. or other advanced degree a plus.
• 12+ years of Compliance, Legal, Regulatory, or Financial Services experience, including at least 5+
• Deep understanding of CFTC and NFA rules governing futures commission merchants, prediction and
• Required: Series 3 (National Commodity Futures Examination), with Series 30 (NFA Branch Manager)
• Proven build experience: Track record standing up or scaling a compliance program for a new product
• Strong ability to work with large trade and transaction datasets and translate complex

🎁 Benefits

• Competitive compensation
• Equity
• 401(k) match
• Medical insurance
• Dental insurance
• Vision insurance