Compliance Associate - Canada Wide - Remote

Added
8 days ago
Type
Full time
Salary
Salary not provided

Related skills

risk management documentation compliance financial regulations internal audits

πŸ“‹ Description

  • Assist in monitoring the company's compliance with relevant regulations, and internal policies
  • Support periodic compliance reviews and assessments to identify potential issues, gaps, and risks
  • Maintain accurate and organized compliance records, including policies, procedures and reports
  • Assist with drafting, reviewing, and updating compliance policies, procedures, and other
  • Support internal compliance audits, reviews, control testing, and risk assessments, including
  • Assist with the investigation and documentation of compliance incidents, breaches, and identified

🎯 Requirements

  • Bachelor's degree business, law, or a related field
  • Has completed CIRE/CSC, Supervisory and/or trader exams through CIRO/CSI
  • You possess knowledge of financial regulations and industry best practices
  • You have strong analytical and problem-solving skills
  • Excellent attention to detail and organizational abilities
  • Impeccable communication skills and interpersonal skills
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