Compliance Quality Assurance Analyst

📋 Description

• Collaborate with compliance leadership to design, implement, and maintain quality assurance
• Monitor regulatory developments, assess their potential organizational impact, and support
• Coordinate audit and regulatory examination activities by tracking requests, gathering
• Assist with comprehensive compliance risk assessments, including identifying industry-specific
• Develop and maintain risk assessment methodologies, metrics, definitions, documentation standards
• Analyze and tabulate assessment results, develop risk matrices, communicate findings, and

🎯 Requirements

• Bachelor’s degree or equivalent in a relevant discipline, combined with approximately 5 years of
• At least 5 years of relevant experience within diversified financial services is preferred
• Experience leading, supporting, or coordinating audits and/or regulatory examinations, including
• Strong understanding of Enterprise Risk Management frameworks, risk management processes, risk
• Experience with compliance testing, quality assurance, regulatory management, issue remediation, or
• Excellent analytical, problem-solving, organizational, and decision-making abilities, with the

🎁 Benefits

• Annual base salary range of $83,889.29 to $142,611.79, with geographic adjustments based on work
• Performance-based incentive compensation eligibility.
• Fully remote work arrangement, with the option to work from an office when needed.
• Medical, dental, and vision coverage.
• 401(k) plan with an automatic 3% employer contribution plus matching contributions of up to 6%.
• Generous paid time off, including vacation, sick leave, 12 paid holidays, and volunteer time.