Added
11 days ago
Type
Full time
Salary
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security legal privacy finra ai governance
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πŸ“‹ Description

  • Manage litigation, investigations, and exams including escalated customer complaints, FINRA
  • Respond to regulatory inquiries and investigations, partner with Compliance on examinations
  • Handle broker-dealer, investment adviser, and prediction markets regulation including SEC, FINRA
  • Monitor regulatory developments and maintain policies and procedures
  • Work on AI governance program including policies, quality assurance, and assessing new use cases
  • Own privacy program including notices, consumer requests, data mapping, and record retention

🎯 Requirements

  • J.D. from an ABA-approved law school (or foreign equivalent)
  • Admission to at least one U.S. bar, in good standing
  • 2-5 years of legal experience, ideally at a top law firm and then in-house at a technology or
  • Experience with a broad range of legal matters
  • Strong leadership and communication skills
  • High level of integrity and ability to balance legal and compliance obligations with business

🎁 Benefits

  • Comprehensive health, dental, and vision plans
  • Generous PTO and parental leave policy
  • 401(k) plan with company match
  • Opportunities for career growth and professional development
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