Head of Compliance: Multilateral Trading Facility (MTF)

📋 Description

• Own the MTF compliance framework end to end: policies, procedures, controls, registers and the
• Act as the primary compliance point of contact for the MFSA on venue matters: authorisation
• Own the venue rulebook. Keep it current, ensure it is enforceable, and run the governance process
• Oversee member and participant admission: eligibility criteria, non-discriminatory access, direct
• Oversee admission to trading of financial instruments, including the compliance assessment of new
• Provide compliance oversight of orderly trading requirements: systems capacity and resilience

🎯 Requirements

• 10 years plus in regulatory compliance within financial services, market infrastructure, fintech or
• Direct experience of trading venue compliance: MTF, OTF, regulated market, SI or an equivalent
• Working knowledge of MiFID II and MiFIR as they apply to venue operators: Articles 18–20 and 31
• Practical experience of market abuse surveillance and MAR obligations for a venue operator
• Experience developing and owning a compliance framework that has stood up to regulatory
• Experience preparing and defending compliance reporting to a board or regulator.

🎁 Benefits

• Competitive total compensation package
• L&D programs and Education subsidy for employees' growth and development
• Various team building programs and company events
• Wellness and meal allowances
• Comprehensive healthcare schemes for employees and dependants
• More that we love to tell you along the process!