Operational Risk, Senior Associate

📋 Description

• Run Risk and Control Self-Assessments with first-line business and engineering owners, and rate
• Maintain the enterprise process, risk, and control inventory and the firm’s process, risk and
• Oversee the implementation of an issues management program. Identify control gaps, document them
• Assess operational risk in new products, vendors, blockchains and regulatory changes before they
• Prepare evidence for internal audits, external audits and regulatory exams, and respond to examiner
• Design and run independent monitoring and testing of key controls

🎯 Requirements

• 5-7 years in operational risk at a financial services institution, a financially regulated company
• Hands-on experience running Risk and Control Self-Assessments, maintaining a risk register and
• Working knowledge of OCC expectations, Basel operational risk principles, SOC 2 and third-party
• Experience preparing audit and regulatory exam evidence and answering examiner questions directly
• Clear, concise writing and a track record of getting business and engineering owners to agree on
• Comfort using AI tools to speed up research, drafting and analysis

🎁 Benefits

• Annual Salary $123,000 – $141,375
• Offers Equity
• Offers Bonus
• 10% Annual Salary