Private Markets Compliance Officer - Senior Analyst/Associate

Added
5 hours ago
Type
Full time
Salary
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Related skills

data analytics compliance excel powerpoint regulatory

๐Ÿ“‹ Description

  • Provide real time advisory to private markets teams on investing activities
  • Support senior colleagues on the Private Markets Compliance team
  • Establish/enhance internal compliance procedures and policies
  • Monitor regulatory compliance for private markets incl. due diligence and AML
  • Conduct pre-trade reviews of MNPI sources
  • Assist in reviewing NDAs and managing restricted lists

๐ŸŽฏ Requirements

  • Undergraduate degree and 3-6 years in investment management compliance
  • Policy drafting, regulatory filings, change management, risk assessments
  • Experience with compliance in investment management
  • Proficiency in PowerPoint, Word, Excel and data analytics tools
  • Strong stakeholder orientation and ability to work with senior management
  • Ability to manage multiple projects with multiple stakeholders to completion

๐ŸŽ Benefits

  • Equal opportunity employer
  • Reasonable accommodations provided upon request
  • Email Benefits@kkr.com for accommodation requests
  • Company will provide accommodations as required by law
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