Regulatory Surveillance Analyst 2

Added
7 days ago
Type
Full time
Salary
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Related skills

communication ms office financial services compliance regulatory

๐Ÿ“‹ Description

  • Review eComms and Trade surveillance alerts, be involved in improving the Compliance product to
  • Work in a space in which you will continuously learn and stay abreast of what is happening in the
  • Influence the product design of a high growth AI based company, working alongside other talented
  • Decode "trader lingo/speak" and liaise with front office staff to understand complex trading
  • Understand and articulate the various forms of market abuse, conflicts of interest, and other
  • Identify / escalate non-standard communications or activities that hint at potential misconduct.

๐ŸŽฏ Requirements

  • A deep and genuine interest in Behavox as demonstrated by a connection to its mission, marketplace
  • Strong knowledge of market abuse and other forms of misconduct that manifest in financial services
  • Good understanding of the regulatory landscape and guidance on regulatory topics
  • Good understanding of "trader speak" including surveillance operating models and governance
  • Strong interpersonal and communication skills (written and verbal) accompanied by excellent

๐ŸŽ Benefits

  • A truly global mission with a passionate community in locations all over the world
  • Huge impact and learning potential as our aspirations require bold innovation
  • Highly competitive compensation
  • Benefits include fully covered health coverage for employee and family
  • Generous time-off policy and flexible work schedule
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