Senior Brokerage Operations Manager

📋 Description

• Build and own Savvy's trading desk operation end-to-end — trade lifecycle, execution quality, and
• Serve as the licensed principal (Series 7/24) of record for trading activity, holding personal
• Design and run Savvy's best execution program, holding Fidelity (and future execution venues)
• Own CAT/CAIS and Rule 605/606 regulatory trade reporting
• Drive AI/automation opportunities across the trading desk and back office — reducing manual
• Serve as CCO's primary operations counterpart on broker-dealer regulatory matters

🎯 Requirements

• 6-8+ years of broker-dealer operations experience, including having personally built a
• Series 7, 64 and 24 licenses
• Deep knowledge of the trade lifecycle, best execution, and regulatory trade reporting (CAT/CAIS
• Comfortable operating as a senior peer to Legal/Compliance and company leadership — presents and
• Experience preparing for or supporting a FINRA/SEC examination
• High comfort with ambiguity — this function and its controls are being built from scratch

🎁 Benefits

• Competitive salary and equity package
• Unlimited PTO + paid company holidays
• Access to holistic medical, dental, and vision plans
• Company 401(k), Commuter, and HSA/FSA plans
• NYC office in the heart of Manhattan
• Lunch and snacks provided in the office