Senior Compliance Associate, Issues Management

Added
16 minutes ago
Type
Full time
Salary
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Related skills

risk management financial services compliance audit grc

πŸ“‹ Description

  • Execute second-line compliance issue management activities, including issue intake, documentation
  • Review and challenge remediation plans, milestones, and supporting evidence to ensure corrective
  • Maintain accurate issue inventories, monitor remediation progress and aging, and identify delays or
  • Support independent validation and closure by evaluating remediation evidence, documenting
  • Analyze issue trends, recurring themes, and root causes to develop reporting and insights that
  • Collaborate with Engineering, Operations, Legal, Compliance, and other stakeholders to improve

🎯 Requirements

  • Bachelor's degree or equivalent practical experience.
  • At least 3 years of experience in compliance, issue management, audit, or risk management within
  • Experience supporting the lifecycle of compliance, risk, audit, or regulatory issues, including
  • Proven ability to review remediation plans, corrective action milestones, supporting documentation
  • Experience maintaining issue records or inventories in a regulated risk or compliance environment.
  • Knowledge of second-line compliance oversight, issue management frameworks, and remediation

🎁 Benefits

  • Salary: Anticipated annual base salary of $91,500–$126,400, depending on geographic location
  • Target bonus opportunities and annual equity grants.
  • Company-matched retirement plan, with a $2 match for every $1 contributed, up to $15,000 annually.
  • Employee Stock Purchase Plan with discounted stock purchase options for eligible US employees.
  • Comprehensive medical, dental, and vision coverage, plus wellness resources.
  • Health Savings Account contributions for eligible plans.
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