Sr. Compliance Associate Lead - Market Surveillance

📋 Description

• Take the more complex investigations end to end, including those that begin as a referral rather
• Act as a senior reviewer for colleagues' work, and a point of escalation for judgement calls on how
• Contribute to threshold and model reviews, recalibrating detection as trading behaviour, products
• Support surveillance platform and tooling work, including setting out what detection needs to
• Draft suspicious transaction and order reports and suspicious activity reports.
• Contribute to market abuse risk assessment work, and help translate the risks identified into

🎯 Requirements

• At least 4 years investigating market abuse or trading conduct inside a firm subject to market
• A track record running investigations end to end, including writing findings up to a standard a
• Solid knowledge of the core market abuse typologies and how they present differently across asset
• Hands-on experience with a surveillance platform such as Scila, Nasdaq SMARTS, Eventus or NICE
• Exposure to threshold or model calibration, platform integration, or market abuse risk assessment
• Clear, evidence-first written communication, and the judgement to know when something needs

🎁 Benefits

• Exposure to crypto-asset markets is welcomed but not required.
• Experience mentoring or acting as a senior reviewer for less experienced analysts.
• Experience of a surveillance platform implementation or build-out.
• Electronic communications surveillance experience.