Trade Surveillance Consultant

Added
16 days ago
Type
Full time
Salary
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Related skills

risk management financial services compliance trade surveillance nasdaq smarts
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๐Ÿ“‹ Description

  • Act as a key client contact and subject matter expert for trade surveillance and monitoring
  • Drive strategic projects and continuous improvement initiatives across global compliance monitoring
  • Develop performance metrics, reporting and analysis to identify opportunities to optimize
  • Lead quality assurance across analyst reviews, maintaining high standards and identifying
  • Oversee surveillance data quality and support issue, risk and change management to help ensure

๐ŸŽฏ Requirements

  • 5+ years of professional experience in trade surveillance or a front-office-facing role, with
  • Strong knowledge of trade surveillance systems, processes and controls, including experience
  • Strong written and verbal communication skills, with the ability to work effectively with client
  • Experience managing surveillance change processes and ensuring business and functional requirements
  • Strong time management and analytical skills, with proficiency in Microsoft Office tools

๐ŸŽ Benefits

  • Medical, dental and vision coverage.
  • 401(k) match and commuter benefits.
  • Maternity and paternity leave and dependent care support.
  • Tuition reimbursement and wellness reimbursement.
  • HSA, FSA and access to Working Advantage, a discounted marketplace.
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