Regulatory Surveillance Analyst

Added
12 hours ago
Type
Full time
Salary
Salary not provided

Related skills

financial services data analysis governance surveillance trade surveillance

πŸ“‹ Description

  • Review eComms and Trade surveillance alerts
  • Decode 'trader lingo/speak' and liaise with front office staff to understand complex trading
  • Understand and articulate the various forms of market abuse, conflicts of interest, and other
  • Identify / escalate non-standard communications or activities that hint at potential misconduct
  • Stay abreast of recent regulatory and market changes/events to identify enhancements required to
  • Work proactively and autonomously on complex projects that require research, analyze data and take

🎯 Requirements

  • A deep and genuine interest in Behavox as demonstrated by a connection to its mission, marketplace
  • Strong knowledge of market abuse and other forms of misconduct that manifest in financial services
  • Good understanding of the regulatory landscape and where to find relevant guidance and insights on
  • Good understanding of 'trader speak' including surveillance operating models and governance
  • Strong interpersonal and communication skills (written and verbal) accompanied by excellent

🎁 Benefits

  • A truly global mission with a passionate community in locations all over the world
  • Huge impact and learning potential as our aspirations require bold innovation
  • Highly competitive compensation
  • Benefits include fully covered health coverage for employee and family
  • Generous time-off policy and flexible work schedule
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