Senior Accountant, Broker-Dealer Accounting

📋 Description

• Perform and review monthly bank reconciliations across multiple operating, sweep, and clearing
• Record and reconcile interest income/expense entries across all cash and deposit accounts
• Prepare intra-bank transfer entries and investigate/clear reconciling items timely
• Prepare and true-up monthly accruals for clearing broker relationships, comparing accrual to actual
• Prepare accruals and actuals for exchange and execution-venue costs and compare current accruals
• Prepare PFOF (payment for order flow) and commission comparison analyses, reconciling internal

🎯 Requirements

• 5+ years of progressive accounting experience, including meaningful exposure to a broker-dealer
• Working knowledge of broker-dealer specific concepts: customer/broker payables, clearing deposits
• Strong general ledger and month-end close experience, including complex accruals
• Comfort working with high transaction volumes and reconciling activity across multiple external
• Exposure to FOCUS reporting, net capital rules (SEC Rule 15c3-1), or the customer reserve formula
• Advanced Excel skills (pivot tables, lookups, large dataset reconciliation)

🎁 Benefits

• competitive compensation
• equity
• 401(k) match
• Medical insurance
• Dental insurance
• Vision insurance