Trading Specialist

📋 Description

• Execution of Written Supervisory Procedures to comply with all SEC and FINRA rules
• Order entry and trade execution of equity and option orders
• Resolution of trade inquiries
• Monitor trading activity, firm accounts, corporate actions, and identify and resolve problems
• Monitor health of routing systems and Venues, and interact with Venues as required
• Coordinate response for system, trading, and communications (SEV) related issues

🎯 Requirements

• Bachelor’s Degree or equivalent work experience
• 3-5 years working in a broker-dealer operations/trading environment
• FINRA Series 7 required
• FINRA 57 license required
• Strong understanding of brokerage operation functions
• Self-starter with ability to work independently

🎁 Benefits

• Challenging, high-impact work to grow your career
• Performance-driven compensation with multipliers for outsized impact, bonus programs, equity
• Best-in-class benefits to fuel your work, including 100% paid health insurance for employees with
• Access to the Robinhood Employee Fund that gives eligible US employees the opportunity to invest in
• Access to the best AI tools on the market and continuous AI skill-building for every employee
• Lifestyle wallet — a highly flexible benefits spending account for wellness, learning, and more