Communications Compliance Senior Specialist

Added
5 days ago
Type
Full time
Salary
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๐Ÿ“‹ Description

  • Review and advise on parent/enterprise communications for compliance.
  • Conduct principal-level review and approval for regulatory compliance.
  • Guide internal teams on Compliance for projects with an enterprise lens.
  • Attend staff meetings with Marketing for early compliance input.
  • Draft practical guidelines to ensure regulatory and firm compliance.
  • Engage internal counsel to ensure timely legal input.

๐ŸŽฏ Requirements

  • Bachelor's degree or equivalent in legal/compliance in financial services.
  • 5+ years in communications compliance or related function.
  • Knowledge of FTC, SEC, FINRA, CFTC, FCA or similar regs.
  • Strong written and verbal communication; provide clear guidance.
  • Experience managing multiple priorities on complex compliance projects.
  • Collaborate cross-functionally with Legal, Compliance, Marketing, Engineering.

๐ŸŽ Benefits

  • Challenging, high-impact work to grow your career.
  • Performance-driven compensation with bonuses, equity, 401(k) matching.
  • 100% paid health insurance for employees; 90% for dependents.
  • Lifestyle wallet for wellness, learning, and more.
  • Employer-paid life & disability insurance, fertility benefits, mental health.
  • Time off to recharge: holidays, PTO, sick time, parental leave.
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