Financial Operations Manager

📋 Description

• Prepare or assist in producing required financial regulatory reports for the broker/dealer
• Assist the team in the month end accounting close process for the registered broker/dealer
• Assemble data to complete the reports required to comply with daily regulatory reporting

🎯 Requirements

• Bachelor’s degree at an accredited institution in accounting or related fields.
• 5+ years of experience in the finance department of a bank or broker dealer with deep knowledge of
• Accounting experience at a financial institution including knowledge of accounting entries
• Intermediate knowledge of Excel and SQL, with comfort using AI tools to work more efficiently.
• Series 27 or 99 (preferred, but will need to obtain within 1 year)
• Ability to thrive in a dynamic, fast-paced environment and eagerness to rapidly ramp up on new

🎁 Benefits

• Challenging, high-impact work to grow your career.
• Performance-driven compensation with multipliers for outsized impact, bonus programs, equity
• Best-in-class benefits to fuel your work, including 100% paid health insurance for employees with
• Lifestyle wallet — a highly flexible benefits spending account for wellness, learning, and more.
• Employer-paid life & disability insurance, fertility benefits, and mental health benefits.
• Time off to recharge including company holidays, paid time off, sick time, parental leave, and more!